Who We Are
North Capital is a leading provider of transaction technology and brokerage services for the primary issuance of exempt securities, and we are driving the evolution of clearing, custody, and secondary markets through innovation using distributed ledger technology (blockchain).
We create and deliver services, utilizing our proprietary API functions and investor platforms, through our SEC-registered broker dealer, North Capital Private Securities Corporation. Since 2017, we have been involved in developing open-source smart contract technology and the tokenized securities market, with the conviction that blockchain technology will transform private markets.
Our Story
Our Registered Investment Advisor, North Capital Inc., was founded in 2008.
The firm's founder, Jim Dowd, started the firm after spending 20+ years as an Institutional Asset Manager, with the goal of bringing institutional-grade advice to retail clients.
North Capital Inc. is headquartered in Salt Lake City, UT, with a branch office in Sea Island, GA.
At a Glance
- Founded2008
- FounderJim Dowd
- HeadquartersSalt Lake City, UT
- Branch officeSea Island, GA
- Broker dealerNCPS Corp. (SEC-registered)
- Blockchain since2017
Leadership Team
Our leadership team combines decades of experience in institutional asset management, securities law, compliance, custody, and financial technology.
Joseph Anderson
Chief Compliance Officer
Regulated & Transparent
North Capital Private Securities Corporation is registered with the U.S. Securities and Exchange Commission (SEC) and regulated by FINRA. The firm is licensed to operate across 53 U.S. states and territories.
For full regulatory details, registration numbers, ownership structure, and licensing coverage, please see our Regulation & Licences page.